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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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MCOB 5.1 Application

SUP 11.4 Requirements on firms

SYSC 1.1A Application

CONC 8.6 Changes to contractual payments

PERG 4.14 Mortgage activities carried on by professional firms

SYSC 6.2 Internal audit

MAR 1.4 Unlawful disclosure

MCOB 5A.6 Other information

CONC 5.3 Conduct of business in relation to creditworthiness and affordability

COLL 4.5 Reports and accounts

COND 2.4 Appropriate resources

PERG 10.4 Pension scheme service providers other than trustees

SUP 17.2 Making transaction reports

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy