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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

EG 3.3 Reports by skilled persons (section 166)

LR 15.6 Notifications and periodic financial information

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REC 6A.2 Removal of passport rights from EEA market operator

LR 17.1 Application

FIT 2.1 Honesty, integrity and reputation

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PR 2.4 Incorporation by reference

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach