Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 14.2 Changes to branch details

LR 1.4 Miscellaneous

GENPRU 3.1 Application

PERG 9.5 The property condition (section 236(2) of the Act)

CREDS 8.3 Approved persons

COLL 11.6 Winding up, merger and division of master UCITS

PR 3.2 Filing and publication of prospectus

REC 3.23 Default

IFPRU 11.1 Application and purpose

EG 19.1 Introduction

SUP 5.3 Policy on the use of skilled persons

EG 19.23 Electronic Money Regulations 2011

EG 2.15 Decision making in the context of regulatory enforcement action

EG 2.2 Case selection and referral criteria

SUP 15.7 Form and method of notification

CREDS 2.2 General provisions

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation