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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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