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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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Effective Period

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EG 2.15 Decision making in the context of regulatory enforcement action

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 12.5 Contracts: required terms

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

FEES 3.2 Obligation to pay fees

COND 2.3 Effective supervision

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COND 2.4 Appropriate resources

FIT 1.2 Introduction

COND 2.5 Suitability

REC 6.7 Notification rules for overseas recognised bodies

EG 19.9 Electronic commerce activity directions: the FCA’s policy

COLL 11.6 Winding up, merger and division of master UCITS

SUP 2.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

COLL 6.9 Independence, names and UCITS business restrictions

CONC 13.1 Application

PERG 8.12 Exemptions applying to all controlled activities

EG 5.7 The relevance of settled cases to subsequent action