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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares