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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

PR App 3.1

As Published: 2005

PR App 3.1

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 6.1 Application

As Published: 2005

LR 6.1 Application