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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2014

CONC 7.12 Lenders’ responsibilities in relation to debt

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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