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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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Effective Period

Similar To

EG 16.4 The effect of a disapplication order

MAR 1.2 Market Abuse: general

GEN 4.3 Letter disclosure

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

SYSC 19C.2 General requirement

IPRU-INV 5.11 Position risk requirement

CONC 13.1 Application

IFPRU 4.6 Internal ratings based approach: probability of default

REC 6.3 Recognition requirements

PERG 5.11 Other aspects of exclusions

EG 2.4 Case selection: Unauthorised business

EG 14.2 Choice of powers

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

IPRU-INV 2.1 APPLICATION

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 2.2 Warning notices and first supervisory notices

EG 3.7 Investigations to assist overseas authorities (section 169)

FEES 2.3 Relieving Provisions

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling