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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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CREDS 3A.4 Insurance against fraud or other dishonesty

REC 2.10 Financial crime and market abuse

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

PRIN 2.1 The Principles

DISP App 1.6 Valuing Relevant Benefits

SUP 10A.3 Provisions related to the Act

REC 3.15 Suspension of services and inability to operate facilities

IPRU-INV 5.1 Application

IPRU-INV Annex A 1 INTRODUCTION

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements