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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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REC 6.8 Powers to supervise

MAR 4.4 Exceptions

COBS 9.6 Special rules for giving basic advice on a stakeholder product

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

COLL 6.7 Payments

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

PERG 7.4 Does the article 54 exclusion apply?

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

FEES 13.1 Application and purpose

MCOB 6.9 Regulated sale and rent back agreements

EG 4.13 Preliminary findings letters and preliminary investigation reports

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation