Search Result

461 - 480 of 1448 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions