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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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EG 10.4 Other relevant powers

SUP 11.5 Notifications by firms

COLL 4.3 Approvals and notifications

SUP 8.2 Introduction

SUP 16.7A Annual report and accounts

LR 4.2 Contents and format of listing particulars

PERG 2.4 Link between activities and the United Kingdom

COCON 4.1 Specific guidance on individual conduct rules

PERG 13.4 Financial Instruments

PERG 8.6 Communicate

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy