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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2014

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

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PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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Similar To

COBS 6.1C Consultancy charging and remuneration

COND 2.3 Effective supervision

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

PERG 4.4 What is a regulated mortgage contract?

COBS 9.2 Assessing suitability

APER 4.1 Statement of Principle 1

CASS 6.2 Holding of client assets