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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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LR 14.2 Requirements for listing

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

APER 4.2 Statement of Principle 2

MCOB 6.9 Regulated sale and rent back agreements

RCB 6.2 Policy on decision and warning notices

SUP 6.2 Introduction

SUP 16.13 Reporting under the Payment Services Regulations

FEES 11.2 Pensions guidance providers’ levy

DISP 1.11 The Society of Lloyd's

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy