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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors