Search Result

1041 - 1060 of 1751 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

As Published: 2014

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance