Search Result

981 - 1000 of 1679 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

PERG 17.4 Advice must relate to a particular debt and debtor

As Published: 2014

PERG 17.4 Advice must relate to a particular debt and debtor

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel