Search Result

841 - 860 of 1559 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund