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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling