Search Result

541 - 560 of 1642 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?