Search Result

421 - 440 of 1663 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose