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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

COLL 4.5 Reports and accounts

CASS 5.5 Segregation and the operation of client money accounts

EG 6.2 Publicity during, or upon the conclusion of regulatory action

FEES 5.5B Case fees

COLL 6.3 Valuation and pricing

SUP 16.2 Purpose

FEES App 1.3 Application Fees

REC 3.14A Operation of a regulated market or MTF

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 12.2 UK UCITS management companies

FEES 6.5 Compensation costs

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading