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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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Similar To

SUP 16.9 Appointed representatives annual report

SUP 5.4 Appointment and reporting process

EG 1.1 Overview

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

EG 5.1 Settlement and the FCA – an overview

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 9.4 Prohibition orders against exempt persons and members of professional firms

SUP 3.6 Firms' cooperation with their auditors

EG 19.9 Electronic commerce activity directions: the FCA’s policy

LR 8.4 Role of a sponsor: transactions

PERG 4.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)