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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements