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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

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EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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