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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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SUP 17.2 Making transaction reports

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

PERG 7.6 Applications for a certificate

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

CONC 14.1 Application

PERG 6.6 The factors

DTR 6.3 Dissemination of information

EG 16.1 The FCA’s general approach to making disapplication orders

EG 3.3 Reports by skilled persons (section 166)

MCOB 2.8 Record keeping

PERG 15.3 Payment Services

PERG 8.32 Arranging deals in investments

ICOBS 2.1 Client categorisation

PR 5.3 Certificate of approval

PR 4.1 Use of languages

COBS 14.3 Information about designated investments

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

DTR 5.11 Non EEA State issuers

FIT 1.3 Assessing fitness and propriety