Search Result

461 - 480 of 1576 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PR App 1.1

As Published: 2005

PR App 1.1

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate