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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

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CASS 7.12 Organisational requirements: client money

As Published: 2015

CASS 7.12 Organisational requirements: client money

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

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SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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