Search Result

301 - 320 of 834 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications