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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

…

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

…

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

…

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

…

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

…

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

…

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

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