Search Result

261 - 280 of 695 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

LR App 2.1

As Published: 2005

LR App 2.1

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules