Search Result

1441 - 1460 of 1556 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

CONC 7.14 Settlements, disputed and deadlocked debt

As Published: 2015

CONC 7.14 Settlements, disputed and deadlocked debt

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation