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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities