Search Result

401 - 420 of 1624 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements