Related provisions for BIPRU 12.1.1A
21 - 23 of 23 items.
Subject to rule 14.1.2, consolidated supervision and this chapter apply to a firm which is a member of a group if: (1) It is: (a) a securities and futures
firm, subject to the financial rules in Chapter 3, which is a broad scope firm but not a venture capital firm; and (b) [deleted](c) [deleted](2) It is neither a BIPRUfirm nor an IFPRUinvestment
firm.
(3) [Deleted](4) [Deleted](5) [Deleted]
(1) IPRU-INV applies to: (a) a members'
adviser;
(b) an investment management firm;
(c) a personal investment
firm;
(d) an authorised professional firm;
(e) a securities and futures
firm;
(f) a service company;
(g) the Society of Lloyd's (in relation to underwriting agents);
(h) [deleted] (i) a credit union which is a CTF provider; and (j) an exempt