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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

…

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

…

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

…

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

…

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

…

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

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