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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

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REC 3.2 Form and method of notification

LR 19.5 Disclosures

MCOB 6.9 Regulated sale and rent back agreements

COBS 2.3 Inducements

REC 3.13 Delegation of relevant functions

REC 3.1 Application and purpose

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

LR 8.5 Responsibilities of listed companies

EG 19.14 Money Laundering Regulations 2007

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 15.6 Inaccurate, false or misleading information

DTR 8.2 Approval as a primary information provider

REC 2.8 Settlement and clearing facilitation services

DISP 1.10 Complaints reporting rules

REC 4.7 The section 297 power to revoke recognition

SUP 5.4 Appointment and reporting process

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COCON 1.1 Application

SUP 15.9 Notifications by members of financial conglomerates

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions