Search Result

281 - 300 of 1628 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

…

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

…

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

…

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…