Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CREDS 8.3 Approved persons

IFPRU 4.12 Securitisation

SUP 12.7 Notification requirements

SUP 3.1 Application

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG 7.1 The FCA’s use of sanctions

IFPRU 11.2 Individual recovery plans

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.6 Communicate

SUP 15.5 Core information requirements

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 16.15 Reporting under the Electronic Money Regulations

EG 4.11 Approach to interviews and interview procedures

FEES 2.1 Introduction

SYSC 21.1 Risk control: guidance on governance arrangements

EG 19.17 Regulated Covered Bonds Regulations 2008

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

LR 4.3 Approval and publication of listing particulars