Search Result

161 - 180 of 1465 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations