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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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CONC 7.14 Settlements, disputed and deadlocked debt

As Published: 2015

CONC 7.14 Settlements, disputed and deadlocked debt

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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MCOB 10A.3 APRC: additional assumptions

As Published: 2016

MCOB 10A.3 APRC: additional assumptions

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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