Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

…

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 13.1 Introduction

SYSC 19E.1 Application

DTR 1C.1 Application and purpose (Primary information providers)

SUP 10C.6 FCA-required functions

APER 3.2 Factors relating to all Statements of Principle

CONC 5.1 Application

EG 3.2 Information requests (section 165)

LR 8.1 Application

DEPP 8.5 Effects of a breach of condition or time limitation

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.2A Information requests (section 122A)

EG 4.12 Search and seizure powers

EG 3.2B Information requests (section 122B)

REC 4.9 Disciplinary measures

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation