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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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