Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

…

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

…

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

…

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 5.3 Advised sales

EG 9.9 The effect of the FCA’s decision to withdraw approval

CASS 3.1 Application and Purpose

PERG 11.1 Background

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

CREDS 8.3 Approved persons

DISP INTRO 1 Introduction

MIPRU 4.2 Capital resources requirements

PERG 7.1 Application and purpose

REC 2A.3 Guidance on RAP recognition requirements

LR 4.2 Contents and format of listing particulars

CASS 1A.1 Application

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy