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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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SUP 13.12 Sources of further information

SUP 6.4 Applications for cancellation of permission

COLL 11.6 Winding up, merger and division of master UCITS

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 6.5 Ending authorisation

SUP 15.11 Notification of COCON breaches and disciplinary action

PERG 2.5 Investments and activities: general

COND 2.2 Location of offices

SUP 13.5 Notices of intention

SUP 14.3 Changes to cross border services

COLL 7.7 UCITS mergers

SUP 10C.1 Application

SUP 11.2 Purpose

CASS 5.5 Segregation and the operation of client money accounts

SUP 10A.14 Changes to an FCA-approved person's details

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 5.1 Skills, knowledge and expertise

COND 2.5 Suitability

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

EG 6.2 Publicity during, or upon the conclusion of regulatory action