Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

…

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

…

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.9 Electronic commerce activity directions: the FCA’s policy

REC 6A.2 Removal of passport rights from EEA market operator

SUP 10A.12 Procedures relating to FCA-approved persons

LR 5.4 Restoring listing

EG 19.23 Electronic Money Regulations 2011

IFPRU 11.7 Notifications

SUP 11.8 Changes in the circumstances of existing controllers

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

MAR 5.7 Pre-trade transparency requirements for shares

SYSC 19D.1 Application and purpose

BIPRU 7.7 Position risk requirements for collective investment undertakings

MCOB 3A.5 MCD financial promotions

SUP 13A.7 Top-up permission

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

PRIN 1.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 4.2 Introduction

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

ICOBS 7.1 The right to cancel