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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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