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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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