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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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